Regulatory Support
We can provide the regular advice and assistance
Licensing
Our reviews are completely unbiased and 100 per cent…
Certifications
International Compliance Solutions will assist both corporate …
Compliance Monitoring
The Hong Kong Code of Conduct for Persons Licensed …
Compliance Training
Training and Competence has never been more important …
Customer Complaints Handling
Not analysing and acting on complaints in terms of numbers…
Anti Money Laundering "KYC"
Many regulated businesses worry about money laundering…
Customer Complaints Handling
Failure to analyse and respond to complaints—whether by volume, content, adviser accountability, or method of resolution—can compromise your ability to identify both current and emerging systemic risks. This, in turn, may affect the standard of advice provided and the way your firm engages with its clients. It could also result in costly remediation or regulatory sanctions in the future.
We perform rigorous reviews of your existing complaints-handling framework, offering clear recommendations on enhancements required to meet regulatory and contractual obligations. In addition, we can assist in the investigation and resolution of complaints on your behalf.
We are ready to support you.
Our specialist compliance expertise can bring meaningful benefits to your organization. To discuss available options or arrange a consultation, please call +852 5431 0912 – or contact one of our consultants.
Contact Us
International Compliance Solutions Limited
Suite 3052 , 11 Wan Hoi Street, Laguna, Kowloon, Hong Kong
Tel 852 5431 0912
Fax 852 5431 0909
Email consult@intercompliancesolutions.com
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