Regulatory Support
We can provide the regular advice and assistance
Licensing
Our reviews are completely unbiased and 100 per cent…
Certifications
International Compliance Solutions will assist both corporate …
Compliance Monitoring
The Hong Kong Code of Conduct for Persons Licensed …
Compliance Training
Training and Competence has never been more important …
Customer Complaints Handling
Not analysing and acting on complaints in terms of numbers…
Anti Money Laundering "KYC"
Many regulated businesses worry about money laundering…
Mystery Shopper
Mystery shopping is an effective tool to assess and enhance both compliance standards and the quality of customer service, while ensuring clients are treated fairly. It can also provide valuable insights into the performance of your competitors.
Capturing documented information about sales processes in a genuine sales environment will:
Demonstrate how your advisers perform against regulatory requirements and client service expectations.
Highlight areas where adviser training and development should be concentrated.
Create opportunities to recognise and reward strong performance, while encouraging continuous improvement.
We are ready to assist.
Our specialist compliance expertise can make a significant impact on your business. To discuss the options or arrange a consultation, please call +852 5431 0912 – or contact one of our consultants.
Contact Us
International Compliance Solutions Limited
Suite 3052 , 11 Wan Hoi Street, Laguna, Kowloon, Hong Kong
Tel 852 5431 0912
Fax 852 5431 0909
Email consult@intercompliancesolutions.com
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